CQC Statutory Notifications: The Full List, Forms, Deadlines and How to Submit Them (2026)

CQC Statutory Notifications: The Full List, Forms, Deadlines and How to Submit Them (2026)

What you must tell CQC, the form and route for each notification, how to submit it, who is responsible, the deadlines and the medicines error rule most providers get wrong.

📅 Updated October 2026
🕐 13 min read
Regulation guide
✍️ CQCLogic Team
✅ Checked against CQC guidance 25 October 2026

Registered providers must notify CQC of specified changes, events and incidents using CQC’s own forms, either through the CQC provider portal or by emailing a completed Word form. Most are due “without delay”: deaths (Regulation 16), events involving people detained under the Mental Health Act (17) and a defined list of other incidents including serious injury, abuse, police involvement and events that threaten the service running safely (18). Absence of the registered manager (28 days’ notice, or 5 working days for an emergency, Regulation 14) and changes to registered details (Regulation 15) have their own timescales. It is an offence not to notify. Medicines errors are not notifiable on their own.

This guide is for registered managers and providers of care homes and home care agencies in England. It sets out what must be notified, which CQC form to use, how to submit it and how fast, based on CQC’s notifications pages and the regulations. CQC’s lists and forms can change, so check its notifications page for the current form before you submit. Where we suggest something that is not a CQC requirement, we say so.

Key takeaways

  • Notifications must be made on the forms CQC provides (Regulation 22A). There is a form for each type.
  • Common notifications can be made through the CQC provider portal, which gives an automatic reference number. Others use a Word form you download, complete and email, and CQC emails an acknowledgement with a reference number.
  • The registered person (provider or registered manager) must notify. You can delegate the task but you remain accountable.
  • Use a unique code for the person affected, not their name, date of birth, NHS number or room number, except for the death of a person detained under the Mental Health Act.
  • It is an offence not to notify CQC of a relevant change, event or incident.
  • A medicines error is only notifiable if it causes a death, serious injury, abuse or allegation of abuse, or an incident reported to or investigated by the police.

Every notification type on CQC’s list

CQC’s notifications hub (last updated 25 March 2026) lists these notifications. The regulation column follows the duties explained later on this page; where we have not covered the regulation, check CQC’s page for the form and the timescale.

Events and incidents

Notification (CQC’s name)RegulationOur guide
Absence of a registered individual for 28 days or moreReg 14Manager absence
Return of a registered individual after an absence of 28 days or moreReg 14Manager absence
Allegations of abuse (safeguarding)Reg 18Allegation of abuse
Death of a person using the serviceReg 16Death notification
Serious injury to a person using the serviceReg 18Serious injury and police
Police involvement in an incidentReg 18Serious injury and police
Events that stop a service running safely and properlyReg 18See below
Outcome of an application to deprive a person of their liberty (DoLS)Reg 18MCA, DoLS and LPS
Children and young people in adult psychiatric unitsReg 18See below
Death of a detained mental health patientReg 17See below
Unauthorised absence (detained patients)Reg 17See below
Death of a registered provider (and plans for the service)See CQCCheck CQC page
Liquidator or trustee’s plans for a serviceSee CQCCheck CQC page

Changes to your registered details

Notification (CQC’s name)Our guide or note
Registered manager for an activityChange of registered manager
Nominated individuals, officers and directorsRegulation 15, as soon as reasonably practicable
Changes to your statement of purposeStatement of purpose: written details within 28 days
Change of an individual’s name; change contact details; provider’s name and addressRegulation 15 changes to registered details
Insolvency; provider stopping regulated activitiesChange or cancel registration

How to submit a CQC notification

CQC’s notifications guidance says you must use its forms, with a specific form for each type of notification. Regulation 22A of the Registration Regulations says notifications under regulations 14 to 18, 21 and 22 must be made using the forms the Commission provides (Regulation 22A).

  1. Find the right notification on CQC’s notifications page. Each has a page explaining what to include, the timescale and the options for submitting it.
  2. Choose the route. You can notify the most common changes, events or incidents through CQC’s provider portal. For some others you download a specific Word form, complete it and email it back. CQC says it updates the Word forms often, so use the latest version from its website. Where the portal can be used, CQC also provides a Word form as an alternative.
  3. Complete every field. CQC may return an incomplete form.
  4. Keep the reference number. The portal gives one automatically to each form you submit. If you use a Word form, CQC emails an acknowledgement with a reference number. Quote it if you send further information.
  5. Record it in your notifications log, with who sent it and when (see the tracker section below).

Who must notify: the registered person. That means organisations, partnerships or individuals registered to provide regulated activities, and any managers they employ who are registered for the activity. You can delegate sending, but you remain responsible and accountable, so you need clear delegation arrangements.

Protect the person’s privacy. For an event or incident, CQC asks for details about the person affected but in most cases you do not identify them. Use a unique identifier or code instead of their name, date of birth, NHS number or room number, and keep a secure record of who the code refers to. The exception is the death of a person detained under the Mental Health Act 1983, where you must give their name and date of birth.

Regulation 18: the core list of notifiable incidents

Regulation 18 requires the registered person to notify CQC without delay of a defined list of incidents that occur while providing, or as a result of, a regulated activity (CQC: Regulation 18):

IncidentThe specific trigger
Serious injury (impairment or harm)In a health care professional’s reasonable opinion: an impairment of sensory, motor or intellectual function that is not likely to be temporary; changes to the structure of the person’s body; prolonged pain or psychological harm; or shortened life expectancy. “Not likely to be temporary” and “prolonged” both mean lasting, or likely to last, at least 28 days
Injury requiring treatment to prevent a worse outcomeAn injury that, in a health care professional’s reasonable opinion, needs treatment to prevent death or one of the serious outcomes above
Abuse or allegation of abuseSexual abuse, physical or psychological ill-treatment, theft, misuse or misappropriation of money or property, or neglect and acts of omission that cause harm or place someone at risk of harm
Police involvementAny incident reported to, or investigated by, the police
Events threatening safe running of the serviceIncludes: an insufficient number of suitably qualified, skilled and experienced staff; an interruption to electricity, gas, water or sewerage lasting more than a continuous 24 hours; physical damage to premises with a detrimental effect on care; or failure or malfunction of fire alarms or other safety devices lasting more than a continuous 24 hours
Under-18 placed in an adult psychiatric unitWhere the placement lasts more than a continuous 48 hours (does not apply to English NHS bodies)
DoLS requests and applicationsA request to a supervisory body for a standard authorisation, or a court application to deprive someone of their liberty under the Mental Capacity Act 2005. Notify once the outcome is known, or at the point of withdrawal if withdrawn, stating the date, whether an urgent authorisation was used first, the outcome or reason for withdrawal, and its date

All of these are notifiable without delay. CQC’s guidance defines abuse for this purpose, and defines “prolonged” and “not likely to be temporary” as lasting, or likely to last, at least 28 days.

Deaths and Mental Health Act events (Regulations 16 and 17)

CQC must be notified without delay of the death of any person using the service, where it occurred while a regulated activity was being provided, or has or may have resulted from it (CQC: Regulation 16). Providers normally notify CQC directly, except where the provider is a health service body, local authority or provider of primary medical services that has already told NHS England.

Separately, Regulation 17 requires notification, again without delay, of: the death of anyone liable to be detained under the Mental Health Act 1983, wherever it happens; the unauthorised absence of such a person from a low, medium or high security inpatient psychiatric unit, once that absence passes midnight; and their return from that unauthorised absence (CQC: Regulation 17).

Absence of a manager and changes to registered details

Two duties have their own, longer timescales rather than “without delay”:

DutyTimescale
Absence of the registered manager (or a provider in day-to-day charge) for 28 days or moreAt least 28 days before a planned absence, or within 5 working days for an emergency absence, and within 7 working days of their return (Regulation 14). See changing a registered manager
Changes to registered detailsAs soon as reasonably practicable, covering a change of registered manager, a change of director, officer or nominated individual, and other changes affecting the provider or its registration (Regulation 15)
Revising your statement of purposeWritten details of any revision within 28 days of making the change. See CQC statement of purpose

The medicines error rule most providers get wrong

CQC’s own guidance is explicit: there is no requirement to notify CQC about a medicines error on its own. You only need to notify if the error caused one of the events already covered above: a death, an injury, abuse or an allegation of abuse, or an incident reported to or investigated by the police. Where that applies, make clear that the medicines error was a known or possible cause or effect.

This does not mean medicines errors should go unrecorded. CQC still expects an open, “fair blame” culture that records and learns from every error and near miss, including those that cause no notifiable harm, and your medicines policy should say clearly which incidents get notified to CQC and which are handled through local safeguarding processes instead. Controlled drug incidents, including loss or theft, should also go to your local NHS Controlled Drugs Accountable Officer and, where relevant, the police. See what to do after a medication error.

What is not a statutory notification

  • Notifiable safety incident is a specific term defined under Regulation 20 (duty of candour), a different requirement to be open with the person affected, not the same as a Regulation 16 to 18 notification to CQC. See duty of candour.
  • Adverse drug reactions are reported through the Yellow Card scheme, not as a CQC statutory notification.
  • Outbreaks of infection are reported through the notifiable diseases route on GOV.UK, according to CQC’s guidance.
  • NHS providers that report to NHS England through LFPSE do not need to notify some incident types to CQC separately. That does not apply to care homes and home care agencies.

If you do not notify, CQC can prosecute for a breach of the notification regulations without first issuing a warning notice, and must refuse registration if it is not satisfied a provider will comply. See CQC prosecutions and offences.

Building a notification tracker that prevents misses

The mistake many providers make is treating every notifiable event as if it has the same deadline. A working tracker needs the specific deadline for each notification type, not a single blanket timeframe; a clear trigger connecting entries in your other logs (safeguarding, incidents, DoLS) to the notification duty; and an overdue flag that surfaces before the deadline passes, not after. Record the CQC reference number for each notification.

Responsibility for sending a notification can be delegated to a team member, but CQC holds the registered provider or registered manager accountable if one is missed. A tracker that records who was assigned each notification, and confirms it was actually sent, is what protects the person who is legally responsible. See also our safeguarding log, incident management log and DoLS tracker.

CQCLogic’s CQC Notification Tracker records each notifiable event against the relevant deadline, with overdue flags before you miss one.

Sources and how this was checked

Read 25 October 2026. The regulation column and tracker advice are our summaries. Check the form page for the current form and timescale each time.

Deadline calculation you do not have to remember

CQCLogic’s CQC Notification Tracker records each notifiable event against the relevant deadline, with overdue flags before you miss one. It tracks your notifications; it does not send them to CQC. See a sample improvement plan, view pricing or get started free.

Frequently Asked Questions

What are statutory notifications?

Notifications that the law requires registered providers to send CQC about certain changes, events and incidents that affect the service or the people who use it, such as deaths, serious injuries, allegations of abuse, police involvement and changes to registered details.

How do I submit a CQC notification?

Use CQC’s forms. Common notifications can be made through the CQC provider portal, which gives an automatic reference number. Others use a Word form you download from the CQC notifications page, complete and email, and CQC emails an acknowledgement with a reference number.

Where can I find the CQC abuse notification form?

On CQC’s notifications page, under “Allegations of abuse (safeguarding)”. It explains what to include and the options for submitting it. Use the current version from CQC’s website.

Where can I find the CQC DoLS notification form?

On CQC’s notifications page, under “Outcome of an application to deprive a person of their liberty (DoLS)”. Notify once the outcome is known, or when the application is withdrawn.

Do I have to use CQC’s own form?

Yes. Regulation 22A of the Registration Regulations says notifications made under regulations 14 to 18 and 21 and 22 must be made using the forms provided by CQC.

Can I put the person’s name in a notification?

In most cases no. CQC asks you to use a unique identifier or code instead of a name, date of birth, NHS number or room number, and keep a secure record of who it refers to. The exception is the death of a person detained under the Mental Health Act 1983.

What incidents must be reported to CQC?

Serious injury, abuse or allegation of abuse, incidents reported to or investigated by the police, and events that threaten the service running safely (Regulation 18), plus deaths (Regulation 16) and certain events involving people detained under the Mental Health Act 1983 (Regulation 17). All are notifiable without delay.

What counts as an event that stops a service running safely?

CQC’s Regulation 18 examples include an insufficient number of suitably qualified staff, an interruption to electricity, gas, water or sewerage lasting more than a continuous 24 hours, physical damage to premises with a detrimental effect on care, and failure or malfunction of a fire alarm or safety device lasting more than a continuous 24 hours.

Do you have to report a medicines error to CQC?

Not on its own. CQC says there is no requirement to notify about a medicines error unless it caused a death, an injury, abuse or an allegation of abuse, or an incident reported to or investigated by the police.

How quickly must a notification be sent to CQC?

Deaths, Mental Health Act events and the Regulation 18 list are notifiable without delay. Absence of a registered manager for 28 days or more has its own timescale (28 days’ advance notice, or 5 working days for an emergency). Changes to registered details must be notified as soon as reasonably practicable.

Is a notifiable safety incident the same as a CQC notification?

No. “Notifiable safety incident” is a specific term under the duty of candour regulation (Regulation 20), about being open with the person affected. It is separate from the statutory notifications to CQC, though the same incident can trigger both duties.

Who is responsible for sending CQC notifications?

The registered person: the provider and any registered manager. You can delegate the task, but you remain responsible and accountable, so you need clear delegation arrangements.

What happens if you miss a CQC notification?

It is an offence not to notify CQC of a relevant change, event or incident. CQC can prosecute for a breach of the notification regulations without first issuing a warning notice.